[1]Basel Committee on Banking Supervision, Countercyclical Capital Buffer Proposal. Bank for International Settlements. 2010a.
[2]Basel Committee on Banking Supervision, Guidance for National Authorities Operating the Countercyclical Capital Buffer. Bank for International Settlements. 2010b.
[3]中国银监会银行风险早期预警综合系统课题组. 单体银行风险预警体系的构建[J]. 北京:金融研究, 2009(3):39-53.
[4]覃邑龙, 梁晓钟. 银行违约风险是系统性的吗[J]. 北京:金融研究, 2014(6):82-98.
[5]张新红, 王瑞晓. 我国上市公司信用风险预警研究[J]. 北京:宏观经济研究, 2011(1):50-54.
[6]黄志凌. 问题银行的判断与破产早期干预机制[J]. 北京:金融研究, 2015(7):45-59.
[7]陶玲, 朱迎. 系统性金融风险的监测和度量——基于中国金融体系的研究[J].北京: 金融研究, 2016(6):18-36.
[8]苏冬蔚, 肖志兴. 基于亚洲六国宏观数据的我国金融危机预警系统研究[J]. 北京:国际金融研究, 2011(6):14-24.
[9]赵雪瑾, 张卫国. 基于风险传染的我国金融子市场风险预警研究[J]. 合肥:预测, 2016, 35(3):38-43.
[10]朱元倩, 苗雨峰. 关于系统性风险度量和预警的模型综述[J]. 北京:国际金融研究, 2012(1):79-88.
[11]Drehmann, M., Borio, C., Gambacorta, L., Jimenez, G., Trucharte, C., Countercyclical Capital Buffers: Exploring Options. Bank for International Settlements[R].Working Paper No. 317 (July).2010.
[12]李诗瑶,李星汉.融资融券保证金机制与股价特质性波动[J].哈尔滨:商业研究, 2017(3):53-62.
[13]International Monetary Fund, Bank for International Settlements, and Financial Stability Board., Guidance to Assess the Systemic Importance of Financial Institutions, Markets and Instruments: Initial Considerations. 2009.
[14]綦相. 国际金融监管改革启示[J]. 北京:金融研究, 2015(2):36-44.
[15]王春玲. 关于对证券公司实施宏观审慎监管的思考[J].深圳: 证券市场导报, 2011(11):67-71.
[16]李妍. 宏观审慎监管与金融稳定[J]. 深圳:金融研究, 2009(8):52-60.
[17]Basel Committee on Banking Supervision, Messages from the Academic literature on Risk Measurement for the Trading Book. Bank for International Settlements. 2011.
[18]Committee of European Banking Supervisors, Guidelines on Liquidity Buffers & Survival Periods,CEBS. 2009.
[19]End V D, Willem J. Liquidity Stress-Tester: A Model for Stress-testing Banks’ Liquidity Risk[J]. CESifo Economic Studies, 2010, 56(1):38-69.
[20]Braun, A., Schmeiser, Hato., Siegel, C., The Impact of Private Equity on a Life Insurer's Capital Charges Under Solvency II and the Swiss Solvency Test[J]. Journal of Risk and Insurance, 2014, 81(1):113–158.
[21]张健华, 贾彦东. 宏观审慎政策的理论与实践进展[J]. 北京:金融研究, 2012(1):20-35.
[22]Drehmann M, Borio C E V, Tsatsaronis K. Anchoring Countercyclical Capital Buffers: The Role of Credit Aggregates[J]. Bis Working Papers, 2011, 7(4):189-240.
[23]Drehmann, M., Total Credit as An Early Warning Indicator for Systemic Banking Crises.BIS Quarterly Review, 41. 2013a.
[24]王茵田, 文志瑛. 股票市场和债券市场的流动性溢出效应研究[J]. 北京:金融研究, 2010(3):155-166.
[25]史永东, 丁伟, 袁绍锋. 市场互联、风险溢出与金融稳定——基于股票市场与债券市场溢出效应分析的视角[J]. 北京:金融研究, 2013(3):170-180.
[26]Drehmann M. Evaluating Early Warning Indicators of Banking crises: Satisfying Policy Requirements[J]. International Journal of Forecasting, 2013b, 30(3):759-780.
[27] Næs R, Skjeltorp J A,degaard B A. Stock Market Liquidity and the Business Cycle[J]. The Journal of Finance, 2011, 66(1):139-176.
[28]Huang., Po-Hsiang, Lee Shih-Cheng., Liao Szu-Lang. Illiquidity, Systemic Risk, and Macroprudential Regulation: The Case of Taiwan's Capital Market[J]. Journal of Applied Finance & Banking, 2014, vol. 4, no. 3.
[29]Yakov Amihud. Illiquidity and Stock Returns:Cross-Section and Time-Series Effects[J]. Journal of Financial Markets, 2002, 5(1):31-56.
[30]Longstaff F A. How Much Can Marketability Affect Security Values?[J]. The Journal of Finance, 1995, 50(5):1767-1774.
[31]Golts M, Kritzman M. Liquidity Options[J]. Journal of Derivatives, 2010, 18(1):80-89.
[32]Kyle, A. Continuous Auctions and Insider Trading, Econometric, 53(6), 1985.
[33]Schularick M,Taylor M A.Credit Booms GoneBust: Monetary Policy,Leverage Cycles,and Financial Cri-ses,1870–2008[J]. The American Economist . 2012.
[34]Hasbrouck J. Trading Costs and Returns for US Equities: The Evidence from Daily Data[J]. Social Science Electronic Publishing, 2003.
[35]胡俊, 李欣. 中国股市流动性风险的预警及其管理[J].哈尔滨:哈尔滨商业大学学报(社会科学版), 2012(1):78-83.
[36]Kwan S H. Firm-Specific Information and the Correlation Between Individual Stocks and Bonds[J]. Journal of Financial Economics, 1996, 40(1):63-80.
[37]林钟高等.内部控制、多元化经营与超额现金持有[J].长春:税务与经济,2016(6):1-13.
[38]何玉,徐春炫,王宇.内部控制缺陷与公司业绩[J].长沙:财经理论与实践,2017(4):83-88.
2018, Vol. 277 
